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University of Houston

Photo-Assisted Etching in Halogen Containing Plasmas

Abstract

dc:description.abstract

Plasma etching is indispensable in microelectronics manufacturing, due to its ability to precisely pattern feature with lateral dimensions of <10 nm. To advance this capability to etch layers with atomic fidelity, while also achieving ultra-high material selectivity, low ion energies (10s eV) are required. However, at low ion energies, an alternative etching pathway catalyzed by vacuum ultraviolet (VUV) photons generated in the plasma has been shown to be very important. In this thesis, photo-assisted etching (PAE) was studied in various halogen containing plasmas. Cl2, Br2, HBr, Br2/Cl2, and HBr/Cl2 feed gases diluted in Ar (50%–50% by volume) were used to study etching of p-type Si(100) in a radio frequency, inductively coupled, Faraday-shielded plasma. PAE was observed in all cases, with Br2/Ar and HBr/Cl2/Ar plasmas having the lowest and highest PAE rates, respectively. Etching rates measured under MgF2, quartz, and opaque windows showed that high energy VUV photons are more effective in inducing PAE compared to low energy photons. Characterization of etched surfaces using Scanning Electron and Atomic Force Microscopy (SEM and AFM) revealed that photo-etched surfaces were rough, quite likely due to the inability of the photo-assisted process to remove contaminants from the surface. PAE in Cl2/Ar plasmas resulted in the formation of 4-sided pyramidal features with bases that formed an angle of 45° with respect to <110> cleavage planes, suggesting that the PAE is sensitive to crystal orientation. Various mechanisms have been proposed to explain photo-assisted etching of Si, including photo-generated carrier-mediated etching, and photon-induced damage (breaking of Si-Si bonds) caused by VUV photons irradiating the substrate. Optical Emission Spectroscopy was used to gain an insight into possible in-plasma PAE mechanisms. Emissions from Cl, Si, SiCl, and Ar were recorded as a function of power while etching p-Si in a 50%Cl2/50%Ar plasma at a pressure of 60 mTorr with no substrate bias. The Si:Ar optical emission intensity ratio, ISi/IAr (proportional to the etching rate of Si), increased substantially with power. Accounting for the contribution to this signal from the dissociation of SiClx (x=1-3) etch products, the residual increase in the emission indicated that the photo-assisted etching rate also increased with power. Time resolved emissions were also recorded in a pulsed plasma where power was modulated between 500W and 300W. ISi/IAr was found to modulate with the instantaneous power. This rules out the photon-induced damage mechanism since, if this mechanism was dominant, the ISi/IAr signal would not be modulated.

Degree

thesis:*
Name thesis:degree_name
Doctor of Philosophy
Level thesis:degree_level
Doctoral
Discipline thesis:degree_discipline
Chemical Engineering
Grantor
University of Houston
Year dc:date.issued
2016

Author and committee

dc:creator, dc:contributor.*
Author dc:creator
  • Sridhar, Shyam
Advisors dc:contributor.advisor
  • Donnelly, Vincent M.
  • Economou, Demetre J.
Committee members dc:contributor.committeemember
  • Vekilov, Peter G.
  • Rimer, Jeffrey D.
  • Bao, Jiming
  • Ruchhoeft, Paul

Subjects

dc:subject × 2

Rights

dc:rights
Statement dc:rights
  • The author of this work is the copyright owner. UH Libraries and the Texas Digital Library have their permission to store and provide access to this work. UH Libraries has secured permission to reproduce any and all previously published materials contained in the work. Further transmission, reproduction, or presentation of this work is prohibited except with permission of the author(s).
Language dc:language.iso
eng

Identifiers

dc:identifier.*
Handle dc:identifier.uri
http://hdl.handle.net/10657/3626
OAI identifier oai:identifier
oai:uh-ir.tdl.org:10657/3626

Chain of custody

source
Harvested from
University of Houston
Base URL
uh-ir.tdl.org/server/oai/request
Last updated
2026-07-24
Source record
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citation

Sridhar, Shyam. Photo-Assisted Etching in Halogen Containing Plasmas. Doctoral thesis, University of Houston, 2016. http://hdl.handle.net/10657/3626