{"id":{"repo_id":"vcu","oai_identifier":"oai:scholarscompass.vcu.edu:etd-2318"},"canonical_url":"https://search.dev.ndltd.org/etd/vcu/oai:scholarscompass.vcu.edu:etd-2318","repository":{"repo_id":"vcu","name":"Virginia Commonwealth University","base_url":"https://scholarscompass.vcu.edu/do/oai/"},"display":{"title":"A Normal-Mixture Model with Random-Effects for RR-Interval Data","abstract":"In many applications of random-effects models to longitudinal data, such as heart rate variability (HRV) data, a normal-mixture distribution seems to be more appropriate than the normal distribution assumption. While the random-effects methodology is well developed for several distributions in the exponential family, the case of the normal-mixture has not been dealt with adequately in the literature. The models and the estimation methods that have been proposed in the past assume the conditional model (fixing the random-effects) to be normal and allow a mixture distribution for the random effects (Xu and Hedeker, 2001, Xu, 1995). The methods proposed in this dissertation assume the conditional model to be a normal-mixture while the random-effects are assumed to be normal. This is primarily to fit the HRV data, which seems to follow a normal-mixture within subjects. Another advantage of this model is that the estimation becomes much simpler through the use of an EM-algorithm. Existing methods and software such as the PROC MIXED in SAS are exploited to facilitate the estimation procedure.A simulation study is performed to examine the properties of the random-effects model with normal-mixture distribution and the estimation of the parameters using the EM-algorithm. The study shows that the estimates have similar properties to the usual normal random-effects models. The between subject variance parameter seems to require larger numbers of subjects to achieve reasonable accuracy, which is typical in all random-effects models.The HRV data is used to illustrate the random-effects normal-mixture method. These data consist of 9 subjects who completed a series of five speech tasks (Cacioppo et al., 2002). For each of the tasks, a series of RR-intervals was collected during baseline, preparation, and delivery periods. Information about their age and gender were also available. The random-effects mixture model presented in this dissertation treats the subjects as random and models age, gender, task, type, and task &#215; type as fixed-effects. The analysis leads to the conclusion that all the fixed effects are statistically significant. The model further indicates a two-component normal-mixture with the same mixture proportion across individuals fit the data adequately.","abstract_html":"In many applications of random-effects models to longitudinal data, such as heart rate variability (HRV) data, a normal-mixture distribution seems to be more appropriate than the normal distribution assumption. While the random-effects methodology is well developed for several distributions in the exponential family, the case of the normal-mixture has not been dealt with adequately in the literature. The models and the estimation methods that have been proposed in the past assume the conditional model (fixing the random-effects) to be normal and allow a mixture distribution for the random effects (Xu and Hedeker, 2001, Xu, 1995). The methods proposed in this dissertation assume the conditional model to be a normal-mixture while the random-effects are assumed to be normal. This is primarily to fit the HRV data, which seems to follow a normal-mixture within subjects. Another advantage of this model is that the estimation becomes much simpler through the use of an EM-algorithm. Existing methods and software such as the PROC MIXED in SAS are exploited to facilitate the estimation procedure.A simulation study is performed to examine the properties of the random-effects model with normal-mixture distribution and the estimation of the parameters using the EM-algorithm. The study shows that the estimates have similar properties to the usual normal random-effects models. The between subject variance parameter seems to require larger numbers of subjects to achieve reasonable accuracy, which is typical in all random-effects models.The HRV data is used to illustrate the random-effects normal-mixture method. These data consist of 9 subjects who completed a series of five speech tasks (Cacioppo et al., 2002). For each of the tasks, a series of RR-intervals was collected during baseline, preparation, and delivery periods. Information about their age and gender were also available. The random-effects mixture model presented in this dissertation treats the subjects as random and models age, gender, task, type, and task &amp;#215; type as fixed-effects. The analysis leads to the conclusion that all the fixed effects are statistically significant. The model further indicates a two-component normal-mixture with the same mixture proportion across individuals fit the data adequately.","abstract_has_math":false,"creators":["Ketchum, Jessica McKinney"],"institution":null,"degree_name":"Doctor of Philosophy","degree_level":"Dissertation","degree_discipline":"Biostatistics","degree_department":null,"school":null,"contributors":["Dr. Viswanathan Ramakrishnan","Dr. Al M. Best"],"advisors":[],"committee_chairs":[],"committee_members":[],"year":2006,"date_issued":"2006-01-01T08:00:00Z","date_published":"2006-01-01T08:00:00Z","updated_at":"2026-07-24T05:55:14Z","subjects":["heart rate variability","simulation study","EM-algorithm","Biostatistics","Physical Sciences and Mathematics","Statistics and Probability"],"languages":[],"rights":["© The Author"],"rights_urls":[],"identifier_entries":[{"key":"dc:identifier","label":"Identifier","values":["https://scholarscompass.vcu.edu/etd/1319"],"render_values":[{"text":"https://scholarscompass.vcu.edu/etd/1319","href":"https://scholarscompass.vcu.edu/etd/1319","code":true}]}]},"links":{"outbound_url":"https://doi.org/10.25772/XEGR-XN66","outbound_label":"DOI","outbound_source":"dc:identifier"},"metadata_groups":[{"id":"people","label":"People","entries":[{"key":"dc:contributor","label":"Contributor","values":["Dr. Viswanathan Ramakrishnan","Dr. Al M. Best"]},{"key":"dc:creator","label":"Author","values":["Ketchum, Jessica McKinney"]}]},{"id":"academic_context","label":"Academic Context","entries":[{"key":"dc:date.available","label":"Dc Date Available","values":["2014-07-09T07:00:00Z"]},{"key":"thesis:degree_discipline","label":"Discipline","values":["Biostatistics"]},{"key":"thesis:degree_level","label":"Degree Level","values":["Dissertation"]},{"key":"thesis:degree_name","label":"Degree Name","values":["Doctor of Philosophy"]}]},{"id":"subjects_keywords","label":"Subjects and Keywords","entries":[{"key":"dc:subject","label":"Dc Subject","values":["heart rate variability","simulation study","EM-algorithm","Biostatistics","Physical Sciences and Mathematics","Statistics and Probability"]}]},{"id":"language_rights","label":"Language and Rights","entries":[{"key":"dc:rights","label":"Dc Rights","values":["© The Author"]}]},{"id":"identifiers","label":"Identifiers","entries":[{"key":"dc:identifier","label":"Identifier","values":["https://doi.org/10.25772/XEGR-XN66","https://scholarscompass.vcu.edu/etd/1319"]}]},{"id":"additional","label":"Additional Metadata","entries":[{"key":"dc:description.abstract","label":"Abstract","values":["In many applications of random-effects models to longitudinal data, such as heart rate variability (HRV) data, a normal-mixture distribution seems to be more appropriate than the normal distribution assumption. While the random-effects methodology is well developed for several distributions in the exponential family, the case of the normal-mixture has not been dealt with adequately in the literature. The models and the estimation methods that have been proposed in the past assume the conditional model (fixing the random-effects) to be normal and allow a mixture distribution for the random effects (Xu and Hedeker, 2001, Xu, 1995). The methods proposed in this dissertation assume the conditional model to be a normal-mixture while the random-effects are assumed to be normal. This is primarily to fit the HRV data, which seems to follow a normal-mixture within subjects. Another advantage of this model is that the estimation becomes much simpler through the use of an EM-algorithm. Existing methods and software such as the PROC MIXED in SAS are exploited to facilitate the estimation procedure.A simulation study is performed to examine the properties of the random-effects model with normal-mixture distribution and the estimation of the parameters using the EM-algorithm. The study shows that the estimates have similar properties to the usual normal random-effects models. The between subject variance parameter seems to require larger numbers of subjects to achieve reasonable accuracy, which is typical in all random-effects models.The HRV data is used to illustrate the random-effects normal-mixture method. These data consist of 9 subjects who completed a series of five speech tasks (Cacioppo et al., 2002). For each of the tasks, a series of RR-intervals was collected during baseline, preparation, and delivery periods. Information about their age and gender were also available. The random-effects mixture model presented in this dissertation treats the subjects as random and models age, gender, task, type, and task &#215; type as fixed-effects. The analysis leads to the conclusion that all the fixed effects are statistically significant. The model further indicates a two-component normal-mixture with the same mixture proportion across individuals fit the data adequately."]},{"key":"dc:title","label":"Title","values":["A Normal-Mixture Model with Random-Effects for RR-Interval Data"]}]}],"canonical_facts":{"dc:contributor":["Dr. Viswanathan Ramakrishnan","Dr. Al M. Best"],"dc:creator":["Ketchum, Jessica McKinney"],"dc:date.available":["2014-07-09T07:00:00Z"],"dc:description.abstract":["In many applications of random-effects models to longitudinal data, such as heart rate variability (HRV) data, a normal-mixture distribution seems to be more appropriate than the normal distribution assumption. While the random-effects methodology is well developed for several distributions in the exponential family, the case of the normal-mixture has not been dealt with adequately in the literature. The models and the estimation methods that have been proposed in the past assume the conditional model (fixing the random-effects) to be normal and allow a mixture distribution for the random effects (Xu and Hedeker, 2001, Xu, 1995). The methods proposed in this dissertation assume the conditional model to be a normal-mixture while the random-effects are assumed to be normal. This is primarily to fit the HRV data, which seems to follow a normal-mixture within subjects. Another advantage of this model is that the estimation becomes much simpler through the use of an EM-algorithm. Existing methods and software such as the PROC MIXED in SAS are exploited to facilitate the estimation procedure.A simulation study is performed to examine the properties of the random-effects model with normal-mixture distribution and the estimation of the parameters using the EM-algorithm. The study shows that the estimates have similar properties to the usual normal random-effects models. The between subject variance parameter seems to require larger numbers of subjects to achieve reasonable accuracy, which is typical in all random-effects models.The HRV data is used to illustrate the random-effects normal-mixture method. These data consist of 9 subjects who completed a series of five speech tasks (Cacioppo et al., 2002). For each of the tasks, a series of RR-intervals was collected during baseline, preparation, and delivery periods. Information about their age and gender were also available. The random-effects mixture model presented in this dissertation treats the subjects as random and models age, gender, task, type, and task &#215; type as fixed-effects. The analysis leads to the conclusion that all the fixed effects are statistically significant. The model further indicates a two-component normal-mixture with the same mixture proportion across individuals fit the data adequately."],"dc:identifier":["https://doi.org/10.25772/XEGR-XN66","https://scholarscompass.vcu.edu/etd/1319"],"dc:rights":["© The Author"],"dc:subject":["heart rate variability","simulation study","EM-algorithm","Biostatistics","Physical Sciences and Mathematics","Statistics and Probability"],"dc:title":["A Normal-Mixture Model with Random-Effects for RR-Interval Data"],"thesis:degree_discipline":["Biostatistics"],"thesis:degree_level":["Dissertation"],"thesis:degree_name":["Doctor of Philosophy"]},"updated_at":"2026-07-24T05:55:14Z"}