{"id":{"repo_id":"uiuc","oai_identifier":"oai:www.ideals.illinois.edu:2142/113848"},"canonical_url":"https://search.dev.ndltd.org/etd/uiuc/oai:www.ideals.illinois.edu:2142/113848","repository":{"repo_id":"uiuc","name":"University of Illinois - Urbana-Champaign","base_url":"https://www.ideals.illinois.edu/oai-pmh"},"display":{"title":"Topology optimization of manufacturable photonic crystals with complete bandgaps","abstract":"Submission original under an indefinite embargo labeled 'Open Access'. The submission was exported from vireo on 2022-04-06 without embargo terms","abstract_html":"Submission original under an indefinite embargo labeled 'Open Access'. The submission was exported from vireo on 2022-04-06 without embargo terms","abstract_has_math":false,"creators":["Swartz, Kenneth E"],"institution":"University of Illinois at Urbana-Champaign","degree_name":"Ph.D.","degree_level":"Dissertation","degree_discipline":"Mechanical Engineering","degree_department":null,"school":null,"contributors":["James, Kai A","Tortorelli, Daniel A","Jin, Jianming","Matlack, Kathryn H"],"advisors":[],"committee_chairs":[],"committee_members":[],"year":2022,"date_issued":"2022-04-29T21:34:28Z","date_published":"2022-04-29T21:34:28Z","updated_at":"2026-07-22T22:24:53Z","subjects":["Mechanical science"],"languages":["en","eng"],"rights":["Copyright 2021 Kenneth Swartz"],"rights_urls":[],"identifier_entries":[]},"links":{"outbound_url":"http://hdl.handle.net/2142/113848","outbound_label":"Handle","outbound_source":"dc:identifier"},"metadata_groups":[{"id":"people","label":"People","entries":[{"key":"dc:contributor","label":"Contributor","values":["James, Kai A","Tortorelli, Daniel A","Jin, Jianming","Matlack, Kathryn H"]},{"key":"dc:creator","label":"Author","values":["Swartz, Kenneth E"]}]},{"id":"academic_context","label":"Academic Context","entries":[{"key":"dc:date","label":"Dc Date","values":["2022-04-29T21:34:28Z","2021-12","2021-11-24"]},{"key":"dc:type","label":"Dc Type","values":["text","Thesis"]},{"key":"thesis:degree_discipline","label":"Discipline","values":["Mechanical Engineering"]},{"key":"thesis:degree_level","label":"Degree Level","values":["Dissertation"]},{"key":"thesis:degree_name","label":"Degree Name","values":["Ph.D."]},{"key":"thesis:institution_name","label":"Thesis Institution Name","values":["University of Illinois at Urbana-Champaign"]}]},{"id":"subjects_keywords","label":"Subjects and Keywords","entries":[{"key":"dc:subject","label":"Dc Subject","values":["Mechanical science"]}]},{"id":"language_rights","label":"Language and Rights","entries":[{"key":"dc:language","label":"Dc Language","values":["en","eng"]},{"key":"dc:rights","label":"Dc Rights","values":["Copyright 2021 Kenneth Swartz"]}]},{"id":"identifiers","label":"Identifiers","entries":[{"key":"dc:identifier","label":"Identifier","values":["http://hdl.handle.net/2142/113848"]}]},{"id":"additional","label":"Additional Metadata","entries":[{"key":"dc:description","label":"Description","values":["Submission original under an indefinite embargo labeled 'Open Access'. The submission was exported from vireo on 2022-04-06 without embargo terms","The student, Kenneth Swartz, accepted the attached license on 2021-11-23 at 00:27.","The student, Kenneth Swartz, submitted this Dissertation for approval on 2021-11-23 at 00:44.","This Dissertation was approved for publication on 2021-11-24 at 13:25.","DSpace SAF Submission Ingestion Package generated from Vireo submission #17242 on 2022-04-06 at 17:09:51","Made available in DSpace on 2022-04-29T21:34:28Z (GMT). No. of bitstreams: 3 SWARTZ-DISSERTATION-2021.pdf: 34975899 bytes, checksum: 6ff91152022535d69ed0c27979596717 (MD5) LICENSE.txt: 4211 bytes, checksum: 1b725eb8ef33bf71ac47bcef05ee7ebf (MD5) PROQUEST_LICENSE.txt: 4557 bytes, checksum: 57b80ca35c77e3fd7778a3532cad29fd (MD5) Previous issue date: 2021-11-24","Periodic structures consisting of dielectric material, i.e. photonic crystals, are capable of prohibiting the transmission of electromagnetic waves within frequency ranges referred to as bandgaps. This principle was first demonstrated with alternating slabs of material and later demonstrated with three-dimensional (3D) structures capable of reflecting waves from any incident angle. A number of potential applications for photonic bandgap structures exist, including waveguides, integrated circuits, fiber optics, and photonic cavities. Additionally, many other optical devices could benefit from the perfect-mirror behavior of photonic crystals. The design of photonic crystals for complete bandgap has challenged researchers for the past three decades. Bandgap structures are often quite complicated and therefore difficult to design heuristically. Thus, the application of automated design tools, such as topology or shape optimization, is very attractive. Unfortunately, bandgap analysis is very computationally intensive, and it is difficult to employ effective low-dimensional design parameterizations capable of generating bandgap structures. Until recently, computational power was insufficient to design 3D structures with complete bandgaps. The development of computing clusters has reduced this burden significantly, although computational cost remains a challenge. A major obstacle when numerically designing for bandgap, or any other design metric derived from eigenvalues, is the presence of degenerate eigenmodes. Optimal bandgap structures often possess many planes of symmetry; this is helpful to reduce the overall cost of the required dispersion analysis, but it often leads to wave frequencies that have multiple propagation directions, the physical result of degenerate eigenmodes. Herein lies the challenge; we would like to use gradient-based optimization algorithms to design bandgap structures, but the presence of degenerate eigenmodes renders our design metric non-smooth. Solving this conundrum by leveraging symmetric polynomials was a major contribution of this work. Further, an efficient sensitivity analysis and a successive mesh refinement strategy were developed to augment the design framework. Finally, it was observed that bandgap structures often exhibit poor stiffness properties, sometimes even making the structures unable to be physically realized. A series of physics-based, nonlinear constraints were developed to ensure the algorithmically-generated structures are manufacturable. These constraints were demonstrated by designing a series of photonic crystals that were fully self-supporting without the presence of enclosed void space. Additionally, the trade-off between bandgap and bulk stiffness was investigated. The proposed design framework is the first of its kind; a technique able to leverage traditional, gradient-based nonlinear programming solvers to generate 3D bandgap structures with manufacturing constraints."]},{"key":"dc:format","label":"Dc Format","values":["application/pdf"]},{"key":"dc:title","label":"Title","values":["Topology optimization of manufacturable photonic crystals with complete bandgaps"]}]}],"canonical_facts":{"dc:contributor":["James, Kai A","Tortorelli, Daniel A","Jin, Jianming","Matlack, Kathryn H"],"dc:creator":["Swartz, Kenneth E"],"dc:date":["2022-04-29T21:34:28Z","2021-12","2021-11-24"],"dc:description":["Submission original under an indefinite embargo labeled 'Open Access'. The submission was exported from vireo on 2022-04-06 without embargo terms","The student, Kenneth Swartz, accepted the attached license on 2021-11-23 at 00:27.","The student, Kenneth Swartz, submitted this Dissertation for approval on 2021-11-23 at 00:44.","This Dissertation was approved for publication on 2021-11-24 at 13:25.","DSpace SAF Submission Ingestion Package generated from Vireo submission #17242 on 2022-04-06 at 17:09:51","Made available in DSpace on 2022-04-29T21:34:28Z (GMT). No. of bitstreams: 3 SWARTZ-DISSERTATION-2021.pdf: 34975899 bytes, checksum: 6ff91152022535d69ed0c27979596717 (MD5) LICENSE.txt: 4211 bytes, checksum: 1b725eb8ef33bf71ac47bcef05ee7ebf (MD5) PROQUEST_LICENSE.txt: 4557 bytes, checksum: 57b80ca35c77e3fd7778a3532cad29fd (MD5) Previous issue date: 2021-11-24","Periodic structures consisting of dielectric material, i.e. photonic crystals, are capable of prohibiting the transmission of electromagnetic waves within frequency ranges referred to as bandgaps. This principle was first demonstrated with alternating slabs of material and later demonstrated with three-dimensional (3D) structures capable of reflecting waves from any incident angle. A number of potential applications for photonic bandgap structures exist, including waveguides, integrated circuits, fiber optics, and photonic cavities. Additionally, many other optical devices could benefit from the perfect-mirror behavior of photonic crystals. The design of photonic crystals for complete bandgap has challenged researchers for the past three decades. Bandgap structures are often quite complicated and therefore difficult to design heuristically. Thus, the application of automated design tools, such as topology or shape optimization, is very attractive. Unfortunately, bandgap analysis is very computationally intensive, and it is difficult to employ effective low-dimensional design parameterizations capable of generating bandgap structures. Until recently, computational power was insufficient to design 3D structures with complete bandgaps. The development of computing clusters has reduced this burden significantly, although computational cost remains a challenge. A major obstacle when numerically designing for bandgap, or any other design metric derived from eigenvalues, is the presence of degenerate eigenmodes. Optimal bandgap structures often possess many planes of symmetry; this is helpful to reduce the overall cost of the required dispersion analysis, but it often leads to wave frequencies that have multiple propagation directions, the physical result of degenerate eigenmodes. Herein lies the challenge; we would like to use gradient-based optimization algorithms to design bandgap structures, but the presence of degenerate eigenmodes renders our design metric non-smooth. Solving this conundrum by leveraging symmetric polynomials was a major contribution of this work. Further, an efficient sensitivity analysis and a successive mesh refinement strategy were developed to augment the design framework. Finally, it was observed that bandgap structures often exhibit poor stiffness properties, sometimes even making the structures unable to be physically realized. A series of physics-based, nonlinear constraints were developed to ensure the algorithmically-generated structures are manufacturable. These constraints were demonstrated by designing a series of photonic crystals that were fully self-supporting without the presence of enclosed void space. Additionally, the trade-off between bandgap and bulk stiffness was investigated. The proposed design framework is the first of its kind; a technique able to leverage traditional, gradient-based nonlinear programming solvers to generate 3D bandgap structures with manufacturing constraints."],"dc:format":["application/pdf"],"dc:identifier":["http://hdl.handle.net/2142/113848"],"dc:language":["en","eng"],"dc:rights":["Copyright 2021 Kenneth Swartz"],"dc:subject":["Mechanical science"],"dc:title":["Topology optimization of manufacturable photonic crystals with complete bandgaps"],"dc:type":["text","Thesis"],"thesis:degree_discipline":["Mechanical Engineering"],"thesis:degree_level":["Dissertation"],"thesis:degree_name":["Ph.D."],"thesis:institution_name":["University of Illinois at Urbana-Champaign"]},"updated_at":"2026-07-22T22:24:53Z"}