{"id":{"repo_id":"uiuc","oai_identifier":"oai:www.ideals.illinois.edu:2142/105038"},"canonical_url":"https://search.dev.ndltd.org/etd/uiuc/oai:www.ideals.illinois.edu:2142/105038","repository":{"repo_id":"uiuc","name":"University of Illinois - Urbana-Champaign","base_url":"https://www.ideals.illinois.edu/oai-pmh"},"display":{"title":"Essays on abstention in the United States Senate","abstract":"\"The first chapter is a paper in which I develop a sequential voting model to study roll-calls in the United States Senate, and empirically test its implications. In this procedure, senators cast their votes in a sequence, exogenously determined by the alphabetical order of their last names. I categorize senators into multiple types whose utilities depend not only on the roll-call outcome, but also on the vote they personally cast. When, among certain types, preferences over the senator's personal vote and the roll-call outcome are not aligned, abstention emerges as a nontrivial choice. For example, on a specific Republican-sponsored bill, a Republican senator representing a moderate constituency may want the legislation to pass, but not to be pinned down by a vote for it. As a result, the senator may want to vote for the legislation if that vote is necessary for the legislation to pass, but to abstain or vote against it if the vote is unnecessary for victory, or if it is clear that it will not be passed. I prove that, in the sequential voting context, the opportunity to make such strategic decisions is not uniformly available to senators with different alphabetical ranks, which determines their positions in the voting queue. More specifically, the model predicts lower levels of abstention for those in the middle, implying a U-shaped relationship between rank and likelihood of abstention. Using the data from Senate roll-calls between 1867 and 2015, I find a significant U-shaped quadratic relationship between rank and likelihood of abstention, which provides empirical evidence that senators do indeed take strategic advantage of their last names. In the second chapter, I assess the impact of abstentions in the U.S. Senate on senators' re-election chances. I analyze 1,255 senatorial re-election campaigns from 1914 through 2014 and find that there is an overall negative relationship between abstention rates and likelihood of incumbents winning re-elections. The relationship is not driven by extremely high rates of abstentions, and is stronger in swing states. I then use the Partisan Voting Index (PVI) as an instrumental variable to show that more politically polarized constituencies tend to care less about their senators' \"\"laziness.\"\" In other words, senators who represent states with greater polarization are less likely to be punished for skipping their voting responsibilities in the Senate, as compared to their colleagues who represent more moderate states.\"","abstract_html":"&quot;The first chapter is a paper in which I develop a sequential voting model to study roll-calls in the United States Senate, and empirically test its implications. In this procedure, senators cast their votes in a sequence, exogenously determined by the alphabetical order of their last names. I categorize senators into multiple types whose utilities depend not only on the roll-call outcome, but also on the vote they personally cast. When, among certain types, preferences over the senator&#x27;s personal vote and the roll-call outcome are not aligned, abstention emerges as a nontrivial choice. For example, on a specific Republican-sponsored bill, a Republican senator representing a moderate constituency may want the legislation to pass, but not to be pinned down by a vote for it. As a result, the senator may want to vote for the legislation if that vote is necessary for the legislation to pass, but to abstain or vote against it if the vote is unnecessary for victory, or if it is clear that it will not be passed. I prove that, in the sequential voting context, the opportunity to make such strategic decisions is not uniformly available to senators with different alphabetical ranks, which determines their positions in the voting queue. More specifically, the model predicts lower levels of abstention for those in the middle, implying a U-shaped relationship between rank and likelihood of abstention. Using the data from Senate roll-calls between 1867 and 2015, I find a significant U-shaped quadratic relationship between rank and likelihood of abstention, which provides empirical evidence that senators do indeed take strategic advantage of their last names. In the second chapter, I assess the impact of abstentions in the U.S. Senate on senators&#x27; re-election chances. I analyze 1,255 senatorial re-election campaigns from 1914 through 2014 and find that there is an overall negative relationship between abstention rates and likelihood of incumbents winning re-elections. The relationship is not driven by extremely high rates of abstentions, and is stronger in swing states. I then use the Partisan Voting Index (PVI) as an instrumental variable to show that more politically polarized constituencies tend to care less about their senators&#x27; &quot;&quot;laziness.&quot;&quot; In other words, senators who represent states with greater polarization are less likely to be punished for skipping their voting responsibilities in the Senate, as compared to their colleagues who represent more moderate states.&quot;","abstract_has_math":false,"creators":["Shakiba, Mehdi"],"institution":"University of Illinois at Urbana-Champaign","degree_name":"Ph.D.","degree_level":"Dissertation","degree_discipline":"Economics","degree_department":null,"school":null,"contributors":["Krasa, Stefan","Bernhardt, Daniel","Deltas, George","Osman, Adam"],"advisors":[],"committee_chairs":[],"committee_members":[],"year":2019,"date_issued":"2019-08-23T20:35:57Z","date_published":"2019-08-23T20:35:57Z","updated_at":"2026-07-22T22:24:44Z","subjects":["Sequential Voting, Strategic Abstention, Polarization, Re-Election"],"languages":["en"],"rights":["Copyright 2019 Mehdi Shakiba"],"rights_urls":[],"identifier_entries":[]},"links":{"outbound_url":"http://hdl.handle.net/2142/105038","outbound_label":"Handle","outbound_source":"dc:identifier"},"metadata_groups":[{"id":"people","label":"People","entries":[{"key":"dc:contributor","label":"Contributor","values":["Krasa, Stefan","Bernhardt, Daniel","Deltas, George","Osman, Adam"]},{"key":"dc:creator","label":"Author","values":["Shakiba, Mehdi"]}]},{"id":"academic_context","label":"Academic Context","entries":[{"key":"dc:date","label":"Dc Date","values":["2019-08-23T20:35:57Z","2021-08-24T09:15:16Z","2019-04-18","2019-05"]},{"key":"dc:type","label":"Dc Type","values":["text"]},{"key":"thesis:degree_discipline","label":"Discipline","values":["Economics"]},{"key":"thesis:degree_level","label":"Degree Level","values":["Dissertation"]},{"key":"thesis:degree_name","label":"Degree Name","values":["Ph.D."]},{"key":"thesis:institution_name","label":"Thesis Institution Name","values":["University of Illinois at Urbana-Champaign"]}]},{"id":"subjects_keywords","label":"Subjects and Keywords","entries":[{"key":"dc:subject","label":"Dc Subject","values":["Sequential Voting, Strategic Abstention, Polarization, Re-Election"]}]},{"id":"language_rights","label":"Language and Rights","entries":[{"key":"dc:language","label":"Dc Language","values":["en"]},{"key":"dc:rights","label":"Dc Rights","values":["Copyright 2019 Mehdi Shakiba"]}]},{"id":"identifiers","label":"Identifiers","entries":[{"key":"dc:identifier","label":"Identifier","values":["http://hdl.handle.net/2142/105038"]}]},{"id":"additional","label":"Additional Metadata","entries":[{"key":"dc:description","label":"Description","values":["\"The first chapter is a paper in which I develop a sequential voting model to study roll-calls in the United States Senate, and empirically test its implications. In this procedure, senators cast their votes in a sequence, exogenously determined by the alphabetical order of their last names. I categorize senators into multiple types whose utilities depend not only on the roll-call outcome, but also on the vote they personally cast. When, among certain types, preferences over the senator's personal vote and the roll-call outcome are not aligned, abstention emerges as a nontrivial choice. For example, on a specific Republican-sponsored bill, a Republican senator representing a moderate constituency may want the legislation to pass, but not to be pinned down by a vote for it. As a result, the senator may want to vote for the legislation if that vote is necessary for the legislation to pass, but to abstain or vote against it if the vote is unnecessary for victory, or if it is clear that it will not be passed. I prove that, in the sequential voting context, the opportunity to make such strategic decisions is not uniformly available to senators with different alphabetical ranks, which determines their positions in the voting queue. More specifically, the model predicts lower levels of abstention for those in the middle, implying a U-shaped relationship between rank and likelihood of abstention. Using the data from Senate roll-calls between 1867 and 2015, I find a significant U-shaped quadratic relationship between rank and likelihood of abstention, which provides empirical evidence that senators do indeed take strategic advantage of their last names. In the second chapter, I assess the impact of abstentions in the U.S. Senate on senators' re-election chances. I analyze 1,255 senatorial re-election campaigns from 1914 through 2014 and find that there is an overall negative relationship between abstention rates and likelihood of incumbents winning re-elections. The relationship is not driven by extremely high rates of abstentions, and is stronger in swing states. I then use the Partisan Voting Index (PVI) as an instrumental variable to show that more politically polarized constituencies tend to care less about their senators' \"\"laziness.\"\" In other words, senators who represent states with greater polarization are less likely to be punished for skipping their voting responsibilities in the Senate, as compared to their colleagues who represent more moderate states.\"","Submission published under a 24 month embargo labeled 'U of I Access', the embargo will last until 2021-05-01","The student, Mehdi Shakiba, accepted the attached license on 2019-04-16 at 10:47.","The student, Mehdi Shakiba, submitted this Dissertation for approval on 2019-04-16 at 11:05.","This Dissertation was approved for publication on 2019-04-18 at 07:27.","DSpace SAF Submission Ingestion Package generated from Vireo submission #13667 on 2019-08-22 at 15:06:43","Made available in DSpace on 2019-08-23T20:35:57Z (GMT). No. of bitstreams: 2 SHAKIBA-DISSERTATION-2019.pdf: 1185289 bytes, checksum: f6dbc20c6b91a59edc45572b0a28cfc0 (MD5) LICENSE.txt: 4210 bytes, checksum: cc500ed773925f9004a5f33161191e9d (MD5) Previous issue date: 2019-04-18","Embargo set by: Seth Robbins for item 112157 Lift date: 2021-08-23T20:36:18Z Reason: Author requested U of Illinois access only (OA after 2yrs) in Vireo ETD system","U of I Only Restriction Lifted for Item 112157 on 2021-08-24T09:15:16Z."]},{"key":"dc:format","label":"Dc Format","values":["application/pdf"]},{"key":"dc:title","label":"Title","values":["Essays on abstention in the United States Senate"]}]}],"canonical_facts":{"dc:contributor":["Krasa, Stefan","Bernhardt, Daniel","Deltas, George","Osman, Adam"],"dc:creator":["Shakiba, Mehdi"],"dc:date":["2019-08-23T20:35:57Z","2021-08-24T09:15:16Z","2019-04-18","2019-05"],"dc:description":["\"The first chapter is a paper in which I develop a sequential voting model to study roll-calls in the United States Senate, and empirically test its implications. In this procedure, senators cast their votes in a sequence, exogenously determined by the alphabetical order of their last names. I categorize senators into multiple types whose utilities depend not only on the roll-call outcome, but also on the vote they personally cast. When, among certain types, preferences over the senator's personal vote and the roll-call outcome are not aligned, abstention emerges as a nontrivial choice. For example, on a specific Republican-sponsored bill, a Republican senator representing a moderate constituency may want the legislation to pass, but not to be pinned down by a vote for it. As a result, the senator may want to vote for the legislation if that vote is necessary for the legislation to pass, but to abstain or vote against it if the vote is unnecessary for victory, or if it is clear that it will not be passed. I prove that, in the sequential voting context, the opportunity to make such strategic decisions is not uniformly available to senators with different alphabetical ranks, which determines their positions in the voting queue. More specifically, the model predicts lower levels of abstention for those in the middle, implying a U-shaped relationship between rank and likelihood of abstention. Using the data from Senate roll-calls between 1867 and 2015, I find a significant U-shaped quadratic relationship between rank and likelihood of abstention, which provides empirical evidence that senators do indeed take strategic advantage of their last names. In the second chapter, I assess the impact of abstentions in the U.S. Senate on senators' re-election chances. I analyze 1,255 senatorial re-election campaigns from 1914 through 2014 and find that there is an overall negative relationship between abstention rates and likelihood of incumbents winning re-elections. The relationship is not driven by extremely high rates of abstentions, and is stronger in swing states. I then use the Partisan Voting Index (PVI) as an instrumental variable to show that more politically polarized constituencies tend to care less about their senators' \"\"laziness.\"\" In other words, senators who represent states with greater polarization are less likely to be punished for skipping their voting responsibilities in the Senate, as compared to their colleagues who represent more moderate states.\"","Submission published under a 24 month embargo labeled 'U of I Access', the embargo will last until 2021-05-01","The student, Mehdi Shakiba, accepted the attached license on 2019-04-16 at 10:47.","The student, Mehdi Shakiba, submitted this Dissertation for approval on 2019-04-16 at 11:05.","This Dissertation was approved for publication on 2019-04-18 at 07:27.","DSpace SAF Submission Ingestion Package generated from Vireo submission #13667 on 2019-08-22 at 15:06:43","Made available in DSpace on 2019-08-23T20:35:57Z (GMT). No. of bitstreams: 2 SHAKIBA-DISSERTATION-2019.pdf: 1185289 bytes, checksum: f6dbc20c6b91a59edc45572b0a28cfc0 (MD5) LICENSE.txt: 4210 bytes, checksum: cc500ed773925f9004a5f33161191e9d (MD5) Previous issue date: 2019-04-18","Embargo set by: Seth Robbins for item 112157 Lift date: 2021-08-23T20:36:18Z Reason: Author requested U of Illinois access only (OA after 2yrs) in Vireo ETD system","U of I Only Restriction Lifted for Item 112157 on 2021-08-24T09:15:16Z."],"dc:format":["application/pdf"],"dc:identifier":["http://hdl.handle.net/2142/105038"],"dc:language":["en"],"dc:rights":["Copyright 2019 Mehdi Shakiba"],"dc:subject":["Sequential Voting, Strategic Abstention, Polarization, Re-Election"],"dc:title":["Essays on abstention in the United States Senate"],"dc:type":["text"],"thesis:degree_discipline":["Economics"],"thesis:degree_level":["Dissertation"],"thesis:degree_name":["Ph.D."],"thesis:institution_name":["University of Illinois at Urbana-Champaign"]},"updated_at":"2026-07-22T22:24:44Z"}