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Fault detection in multivariate processes : handling autocorrelation, contamination, and small sample sizes in engineered systems.

Abstract

dc:description.abstract

Multivariate statistical process monitoring is commonly used to detect faults, or unexpected deviations from normal operating behavior, in complex processes. Faults are typically identified by comparing process behavior in real-time to previously observed in-control process behavior. Many existing methods perform well when monitoring multivariate processes, but they typically require that certain assumptions are met, including multivariate normality and independence. Furthermore, the availability of a large set of in-control historical data is also usually assumed, but often unstated. However, in some cases, minimal historical data are available, and the assumptions of multivariate normality and/or independence may be violated. Furthermore, even when a large set of historical data is available, it may be contaminated with outliers, making it difficult to mathematically characterize in-control behavior. In this work, we explore methods to account for small sample sizes, violations of independence, and contaminated data. In particular, we propose and evaluate non-parametric methods to identify thresholds separating in-control from out-of-control behavior that account for nonnormality and dependence. An extensive literature review covering approaches for handling small sample sizes and contamination is presented, including examples illustrating the shortcomings and trade-offs of existing methods, and finally, a novel Bayesian approach using robust estimators is proposed to handle situations in which historical data are both limited and contaminated with outliers.

Author and committee

dc:creator, dc:contributor.*
Author dc:creator
  • Grimm, Taylor R., 1998-
Contributors dc:contributor
  • Hering, Amanda S.
  • Newhart, Kathryn B.

Subjects

dc:subject × 4

Rights

dc:rights
Statement dc:rights
  • No access - Contact librarywebmaster@baylor.edu
  • Baylor University theses are protected by copyright. They may be viewed from this source for any purpose, but reproduction or distribution in any format is prohibited without written permission. Contact libraryquestions@baylor.edu for inquiries about permission.
Language dc:language
en

Identifiers

dc:identifier.*
Handle dc:identifier.uri
https://hdl.handle.net/2104/13778
OAI identifier oai:identifier
oai:tdl-ir.tdl.org:2104/13778

Chain of custody

source
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Texas Digital Library
Base URL
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Last updated
2026-07-27
Source record
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citation

Grimm, Taylor R., 1998-. Fault detection in multivariate processes : handling autocorrelation, contamination, and small sample sizes in engineered systems.. 2025. https://hdl.handle.net/2104/13778