{"id":{"repo_id":"soton","oai_identifier":"oai:eprints.soton.ac.uk:73284"},"canonical_url":"https://search.dev.ndltd.org/etd/soton/oai:eprints.soton.ac.uk:73284","repository":{"repo_id":"soton","name":"University of Southampton","base_url":"https://eprints.soton.ac.uk/cgi/oai2"},"display":{"title":"Track behaviour: the importance of the sleeper to ballast interface","abstract":"The aim of this research is to develop a fuller understanding of the mechanical behaviour of the<br/>sleeper/ballast interface, related in particular, to the forces applied by high speed tilting trains on<br/>low radius curves. The research has used literature review, field measurements, and laboratory<br/>experiments on a single sleeper bay of track. Theoretical calculations are also presented.<br/><br/>Field measurements are carried out using geophones to record time/deflection for sleepers<br/>during passage of Pendolino trains on the West Coast Main Line. Calculations are presented to<br/>quantify normal and extreme magnitudes of vertical, horizontal and moment (VHM) loads on<br/>individual sleepers.<br/><br/>Results from laboratory experiments, on the pre-failure behaviour of the sleeper to ballast base<br/>contact area, show that lateral load/deflection behaviour is load path dependent and relations are<br/>determined for improved computer modelling of the sleeper/ballast interface. Further test results<br/>are used to establish the failure envelopes for combined VHM loading of the sleeper/ballast base<br/>contact area. Tests show that the sleeper/ballast base resistance at failure occurs at a load ratio<br/>(H/V) of about 0.45 (24°) at 2 mm of displacement tending to 0.57 (30°) at greater<br/>displacements. In addition, measurements from pressure plates within the testing apparatus are<br/>used to describe the development of confining stress within the ballast during 100 cycles of<br/>vertical load. The development of confining stress is assessed with reference to a finite element<br/>model of the laboratory apparatus and it is shown that the earth pressure ratio moves towards the<br/>active condition for peak load and the passive condition at minimum load per cycle.<br/><br/>The contribution to lateral resistance of the crib ballast and varying sizes of shoulder ballast is<br/>also established and it is found that the shoulder and crib resistance can best be characterised by<br/>taking the mean resistance over a range of deflection from 2 mm to 20 mm. Calculations are<br/>presented, supported by the experimental data, to quantify the resistance from different sizes of<br/>shoulder ballast and a chart is presented which can be used as the basis for shoulder<br/>specification in practice.","abstract_html":"The aim of this research is to develop a fuller understanding of the mechanical behaviour of the&lt;br/&gt;sleeper/ballast interface, related in particular, to the forces applied by high speed tilting trains on&lt;br/&gt;low radius curves. The research has used literature review, field measurements, and laboratory&lt;br/&gt;experiments on a single sleeper bay of track. Theoretical calculations are also presented.&lt;br/&gt;&lt;br/&gt;Field measurements are carried out using geophones to record time/deflection for sleepers&lt;br/&gt;during passage of Pendolino trains on the West Coast Main Line. Calculations are presented to&lt;br/&gt;quantify normal and extreme magnitudes of vertical, horizontal and moment (VHM) loads on&lt;br/&gt;individual sleepers.&lt;br/&gt;&lt;br/&gt;Results from laboratory experiments, on the pre-failure behaviour of the sleeper to ballast base&lt;br/&gt;contact area, show that lateral load/deflection behaviour is load path dependent and relations are&lt;br/&gt;determined for improved computer modelling of the sleeper/ballast interface. Further test results&lt;br/&gt;are used to establish the failure envelopes for combined VHM loading of the sleeper/ballast base&lt;br/&gt;contact area. Tests show that the sleeper/ballast base resistance at failure occurs at a load ratio&lt;br/&gt;(H/V) of about 0.45 (24°) at 2 mm of displacement tending to 0.57 (30°) at greater&lt;br/&gt;displacements. In addition, measurements from pressure plates within the testing apparatus are&lt;br/&gt;used to describe the development of confining stress within the ballast during 100 cycles of&lt;br/&gt;vertical load. The development of confining stress is assessed with reference to a finite element&lt;br/&gt;model of the laboratory apparatus and it is shown that the earth pressure ratio moves towards the&lt;br/&gt;active condition for peak load and the passive condition at minimum load per cycle.&lt;br/&gt;&lt;br/&gt;The contribution to lateral resistance of the crib ballast and varying sizes of shoulder ballast is&lt;br/&gt;also established and it is found that the shoulder and crib resistance can best be characterised by&lt;br/&gt;taking the mean resistance over a range of deflection from 2 mm to 20 mm. Calculations are&lt;br/&gt;presented, supported by the experimental data, to quantify the resistance from different sizes of&lt;br/&gt;shoulder ballast and a chart is presented which can be used as the basis for shoulder&lt;br/&gt;specification in practice.","abstract_has_math":false,"creators":["Le Pen, Louis"],"institution":"University of Southampton","degree_name":"Ph.D.","degree_level":"doctoral","degree_discipline":null,"degree_department":null,"school":null,"contributors":[],"advisors":["Powrie, William"],"committee_chairs":[],"committee_members":[],"year":2008,"date_issued":"2008","date_published":"2008","updated_at":"2026-07-24T04:36:10Z","subjects":[],"languages":[],"rights":[],"rights_urls":[],"identifier_entries":[]},"links":{"outbound_url":null,"outbound_label":null,"outbound_source":null},"metadata_groups":[{"id":"people","label":"People","entries":[{"key":"dc:contributor.advisor","label":"Advisor","values":["Powrie, William"]},{"key":"dc:creator","label":"Author","values":["Le Pen, Louis"]}]},{"id":"academic_context","label":"Academic Context","entries":[{"key":"dc:date","label":"Dc Date","values":["2008"]},{"key":"dc:date.issued","label":"Date","values":["2008"]},{"key":"dc:publisher.department","label":"Dc Publisher Department","values":["Civil Engineering & the Environment (pre 2011 reorg)","School of Civil Engineering and the Environment"]},{"key":"dc:publisher.institution","label":"Dc Publisher Institution","values":["University of Southampton"]},{"key":"dc:relation.isreferencedby","label":"Dc Relation Isreferencedby","values":["https://eprints.soton.ac.uk/73284/"]},{"key":"dc:type","label":"Dc Type","values":["Thesis"]},{"key":"dc:type.qualificationlevel","label":"Dc Type Qualificationlevel","values":["doctoral"]},{"key":"dc:type.qualificationname","label":"Dc Type Qualificationname","values":["Ph.D."]}]},{"id":"identifiers","label":"Identifiers","entries":[{"key":"dc:identifier.uri","label":"Identifier URI","values":["https://eprints.soton.ac.uk/73284/1/Phd_thesis_LLP_Nov_2008.pdf"]}]},{"id":"additional","label":"Additional Metadata","entries":[{"key":"dc:description.abstract","label":"Abstract","values":["The aim of this research is to develop a fuller understanding of the mechanical behaviour of the<br/>sleeper/ballast interface, related in particular, to the forces applied by high speed tilting trains on<br/>low radius curves. The research has used literature review, field measurements, and laboratory<br/>experiments on a single sleeper bay of track. Theoretical calculations are also presented.<br/><br/>Field measurements are carried out using geophones to record time/deflection for sleepers<br/>during passage of Pendolino trains on the West Coast Main Line. Calculations are presented to<br/>quantify normal and extreme magnitudes of vertical, horizontal and moment (VHM) loads on<br/>individual sleepers.<br/><br/>Results from laboratory experiments, on the pre-failure behaviour of the sleeper to ballast base<br/>contact area, show that lateral load/deflection behaviour is load path dependent and relations are<br/>determined for improved computer modelling of the sleeper/ballast interface. Further test results<br/>are used to establish the failure envelopes for combined VHM loading of the sleeper/ballast base<br/>contact area. Tests show that the sleeper/ballast base resistance at failure occurs at a load ratio<br/>(H/V) of about 0.45 (24°) at 2 mm of displacement tending to 0.57 (30°) at greater<br/>displacements. In addition, measurements from pressure plates within the testing apparatus are<br/>used to describe the development of confining stress within the ballast during 100 cycles of<br/>vertical load. The development of confining stress is assessed with reference to a finite element<br/>model of the laboratory apparatus and it is shown that the earth pressure ratio moves towards the<br/>active condition for peak load and the passive condition at minimum load per cycle.<br/><br/>The contribution to lateral resistance of the crib ballast and varying sizes of shoulder ballast is<br/>also established and it is found that the shoulder and crib resistance can best be characterised by<br/>taking the mean resistance over a range of deflection from 2 mm to 20 mm. Calculations are<br/>presented, supported by the experimental data, to quantify the resistance from different sizes of<br/>shoulder ballast and a chart is presented which can be used as the basis for shoulder<br/>specification in practice."]},{"key":"dc:format","label":"Dc Format","values":["text"]},{"key":"dc:title","label":"Title","values":["Track behaviour: the importance of the sleeper to ballast interface"]}]}],"canonical_facts":{"dc:contributor.advisor":["Powrie, William"],"dc:creator":["Le Pen, Louis"],"dc:date":["2008"],"dc:date.issued":["2008"],"dc:description.abstract":["The aim of this research is to develop a fuller understanding of the mechanical behaviour of the<br/>sleeper/ballast interface, related in particular, to the forces applied by high speed tilting trains on<br/>low radius curves. The research has used literature review, field measurements, and laboratory<br/>experiments on a single sleeper bay of track. Theoretical calculations are also presented.<br/><br/>Field measurements are carried out using geophones to record time/deflection for sleepers<br/>during passage of Pendolino trains on the West Coast Main Line. Calculations are presented to<br/>quantify normal and extreme magnitudes of vertical, horizontal and moment (VHM) loads on<br/>individual sleepers.<br/><br/>Results from laboratory experiments, on the pre-failure behaviour of the sleeper to ballast base<br/>contact area, show that lateral load/deflection behaviour is load path dependent and relations are<br/>determined for improved computer modelling of the sleeper/ballast interface. Further test results<br/>are used to establish the failure envelopes for combined VHM loading of the sleeper/ballast base<br/>contact area. Tests show that the sleeper/ballast base resistance at failure occurs at a load ratio<br/>(H/V) of about 0.45 (24°) at 2 mm of displacement tending to 0.57 (30°) at greater<br/>displacements. In addition, measurements from pressure plates within the testing apparatus are<br/>used to describe the development of confining stress within the ballast during 100 cycles of<br/>vertical load. The development of confining stress is assessed with reference to a finite element<br/>model of the laboratory apparatus and it is shown that the earth pressure ratio moves towards the<br/>active condition for peak load and the passive condition at minimum load per cycle.<br/><br/>The contribution to lateral resistance of the crib ballast and varying sizes of shoulder ballast is<br/>also established and it is found that the shoulder and crib resistance can best be characterised by<br/>taking the mean resistance over a range of deflection from 2 mm to 20 mm. Calculations are<br/>presented, supported by the experimental data, to quantify the resistance from different sizes of<br/>shoulder ballast and a chart is presented which can be used as the basis for shoulder<br/>specification in practice."],"dc:format":["text"],"dc:identifier.uri":["https://eprints.soton.ac.uk/73284/1/Phd_thesis_LLP_Nov_2008.pdf"],"dc:publisher.department":["Civil Engineering & the Environment (pre 2011 reorg)","School of Civil Engineering and the Environment"],"dc:publisher.institution":["University of Southampton"],"dc:relation.isreferencedby":["https://eprints.soton.ac.uk/73284/"],"dc:title":["Track behaviour: the importance of the sleeper to ballast interface"],"dc:type":["Thesis"],"dc:type.qualificationlevel":["doctoral"],"dc:type.qualificationname":["Ph.D."]},"updated_at":"2026-07-24T04:36:10Z"}