The contents of this thesis are an assortment of results in analysis and subRiemannian geometry, with a special focus on the Heisenberg group Hn, Heisenbergtype (H-type) groups, and Carnot groups.
As we wish for this thesis to be relatively self-contained, the main definitions and background are covered in Chapter 1. This includes basic information about Carnot groups, Hn, H-type groups, diffusion operators, and the curvature dimension inequality.
Chapter 2 incorporates excerpts from a paper by N. Garofalo and the author, [42]. In it, we propose a generalization of Almgren’s frequency function N : (0, 1) → R for solutions to the sub-elliptic Laplace equation ΔHu = 0 in the unit ball of a Carnot group of arbitrary step. If the function u has vanishing discrepancy, then the frequency is monotonically non-decreasing, and we are able to prove a form of strong unique continuation for such functions.
Chapter 3 grew out of the author seeking parabolic montonicity formulas in the same vein as Almgren’s frequency. These include two types of monotonicity formulas, those of Struwe- and Poon-type [72], [67]. If a diffusion operator L on a complete manifold M satisfies the curvature dimension inequality CD(ρ, n), then we are able to prove that for solutions to L u = ut in M × (0, T), Struwe’s energy monotonicity holds, at least for time values close enough to T. We introduce a new condition, C(ω) where ω ∈ C1(0, T), related to the Hessian of the heat kernel, and are able to prove a Poon-type frequency monotonicity formula when taking into account a weighting factor depending on ω. We also give examples of manifolds satisfying C(ω), the most interesting of which includes the Ornstein-Uhlenbeck operator. Monotonicity of the weighted frequency also implies a form of strong-unique continuation.
In Chapter 4, we derive asymptotics for the heat kernel on H-type groups and generalize a gradient bound from a paper of Garofalo and Segala [43] to these groups. This gradient bound in turn implies a strong Harnack inequality and Wiener criterion similar to those found in [31] and [43].
","abstract_html":"<p>The contents of this thesis are an assortment of results in analysis and subRiemannian geometry, with a special focus on the Heisenberg group Hn, Heisenbergtype (H-type) groups, and Carnot groups.</p> <p>As we wish for this thesis to be relatively self-contained, the main definitions and background are covered in Chapter 1. This includes basic information about Carnot groups, Hn, H-type groups, diffusion operators, and the curvature dimension inequality.</p> <p>Chapter 2 incorporates excerpts from a paper by N. Garofalo and the author, [42]. In it, we propose a generalization of Almgren’s frequency function <em>N</em> : (0, 1) → R for solutions to the sub-elliptic Laplace equation Δ<em>Hu</em> = 0 in the unit ball of a Carnot group of arbitrary step. If the function <em>u</em> has vanishing discrepancy, then the frequency is monotonically non-decreasing, and we are able to prove a form of strong unique continuation for such functions.</p> <p>Chapter 3 grew out of the author seeking parabolic montonicity formulas in the same vein as Almgren’s frequency. These include two types of monotonicity formulas, those of Struwe- and Poon-type [72], [67]. If a diffusion operator <em>L</em> on a complete manifold M satisfies the curvature dimension inequality CD(ρ, <em>n</em>), then we are able to prove that for solutions to <em>L</em><em> u</em> = <em>u</em>t in M × (0, <em>T</em>), Struwe’s energy monotonicity holds, at least for time values close enough to <em>T.</em> We introduce a new condition, <em>C</em>(ω) where ω ∈ <em>C</em>1(0,<em> T</em>), related to the Hessian of the heat kernel, and are able to prove a Poon-type frequency monotonicity formula when taking into account a weighting factor depending on ω. We also give examples of manifolds satisfying <em>C</em>(ω), the most interesting of which includes the Ornstein-Uhlenbeck operator. Monotonicity of the weighted frequency also implies a form of strong-unique continuation.</p> <p>In Chapter 4, we derive asymptotics for the heat kernel on H-type groups and generalize a gradient bound from a paper of Garofalo and Segala [43] to these groups. This gradient bound in turn implies a strong Harnack inequality and Wiener criterion similar to those found in [31] and [43].</p>","abstract_has_math":false,"creators":["Rotz, Kevin L"],"institution":null,"degree_name":"Doctor of Philosophy (PhD)","degree_level":"Dissertation","degree_discipline":"Mathematics","degree_department":null,"school":null,"contributors":["Nicola Garofalo","Donatella Danielli","Fabrice Baudoin","Nung Kwan Yip"],"advisors":[],"committee_chairs":[],"committee_members":[],"year":2016,"date_issued":"2016-04-01T07:00:00Z","date_published":"2016-04-01T07:00:00Z","updated_at":"2026-07-24T03:53:47Z","subjects":["Pure sciences","Carnot groups","Heat kernel","Monotonicity formulas","Unique continuation","Wiener's criterion","Mathematics"],"languages":[],"rights":[],"rights_urls":[],"identifier_entries":[]},"links":{"outbound_url":"https://docs.lib.purdue.edu/open_access_dissertations/700","outbound_label":"Repository record","outbound_source":"dc:identifier"},"metadata_groups":[{"id":"people","label":"People","entries":[{"key":"dc:contributor","label":"Contributor","values":["Nicola Garofalo","Donatella Danielli","Fabrice Baudoin","Nung Kwan Yip"]},{"key":"dc:creator","label":"Author","values":["Rotz, Kevin L"]}]},{"id":"academic_context","label":"Academic Context","entries":[{"key":"thesis:degree_discipline","label":"Discipline","values":["Mathematics"]},{"key":"thesis:degree_level","label":"Degree Level","values":["Dissertation"]},{"key":"thesis:degree_name","label":"Degree Name","values":["Doctor of Philosophy (PhD)"]}]},{"id":"subjects_keywords","label":"Subjects and Keywords","entries":[{"key":"dc:subject","label":"Dc Subject","values":["Pure sciences","Carnot groups","Heat kernel","Monotonicity formulas","Unique continuation","Wiener's criterion","Mathematics"]}]},{"id":"identifiers","label":"Identifiers","entries":[{"key":"dc:identifier","label":"Identifier","values":["https://docs.lib.purdue.edu/open_access_dissertations/700"]}]},{"id":"additional","label":"Additional Metadata","entries":[{"key":"dc:description.abstract","label":"Abstract","values":["The contents of this thesis are an assortment of results in analysis and subRiemannian geometry, with a special focus on the Heisenberg group Hn, Heisenbergtype (H-type) groups, and Carnot groups.
As we wish for this thesis to be relatively self-contained, the main definitions and background are covered in Chapter 1. This includes basic information about Carnot groups, Hn, H-type groups, diffusion operators, and the curvature dimension inequality.
Chapter 2 incorporates excerpts from a paper by N. Garofalo and the author, [42]. In it, we propose a generalization of Almgren’s frequency function N : (0, 1) → R for solutions to the sub-elliptic Laplace equation ΔHu = 0 in the unit ball of a Carnot group of arbitrary step. If the function u has vanishing discrepancy, then the frequency is monotonically non-decreasing, and we are able to prove a form of strong unique continuation for such functions.
Chapter 3 grew out of the author seeking parabolic montonicity formulas in the same vein as Almgren’s frequency. These include two types of monotonicity formulas, those of Struwe- and Poon-type [72], [67]. If a diffusion operator L on a complete manifold M satisfies the curvature dimension inequality CD(ρ, n), then we are able to prove that for solutions to L u = ut in M × (0, T), Struwe’s energy monotonicity holds, at least for time values close enough to T. We introduce a new condition, C(ω) where ω ∈ C1(0, T), related to the Hessian of the heat kernel, and are able to prove a Poon-type frequency monotonicity formula when taking into account a weighting factor depending on ω. We also give examples of manifolds satisfying C(ω), the most interesting of which includes the Ornstein-Uhlenbeck operator. Monotonicity of the weighted frequency also implies a form of strong-unique continuation.
In Chapter 4, we derive asymptotics for the heat kernel on H-type groups and generalize a gradient bound from a paper of Garofalo and Segala [43] to these groups. This gradient bound in turn implies a strong Harnack inequality and Wiener criterion similar to those found in [31] and [43].
"]},{"key":"dc:title","label":"Title","values":["Monotonicity Formulas for Diffusion Operators on Manifolds and Carnot Groups, Heat Kernel Asymptotics and Wiener's Criterion on Heisenberg-type Groups"]}]}],"canonical_facts":{"dc:contributor":["Nicola Garofalo","Donatella Danielli","Fabrice Baudoin","Nung Kwan Yip"],"dc:creator":["Rotz, Kevin L"],"dc:description.abstract":["The contents of this thesis are an assortment of results in analysis and subRiemannian geometry, with a special focus on the Heisenberg group Hn, Heisenbergtype (H-type) groups, and Carnot groups.
As we wish for this thesis to be relatively self-contained, the main definitions and background are covered in Chapter 1. This includes basic information about Carnot groups, Hn, H-type groups, diffusion operators, and the curvature dimension inequality.
Chapter 2 incorporates excerpts from a paper by N. Garofalo and the author, [42]. In it, we propose a generalization of Almgren’s frequency function N : (0, 1) → R for solutions to the sub-elliptic Laplace equation ΔHu = 0 in the unit ball of a Carnot group of arbitrary step. If the function u has vanishing discrepancy, then the frequency is monotonically non-decreasing, and we are able to prove a form of strong unique continuation for such functions.
Chapter 3 grew out of the author seeking parabolic montonicity formulas in the same vein as Almgren’s frequency. These include two types of monotonicity formulas, those of Struwe- and Poon-type [72], [67]. If a diffusion operator L on a complete manifold M satisfies the curvature dimension inequality CD(ρ, n), then we are able to prove that for solutions to L u = ut in M × (0, T), Struwe’s energy monotonicity holds, at least for time values close enough to T. We introduce a new condition, C(ω) where ω ∈ C1(0, T), related to the Hessian of the heat kernel, and are able to prove a Poon-type frequency monotonicity formula when taking into account a weighting factor depending on ω. We also give examples of manifolds satisfying C(ω), the most interesting of which includes the Ornstein-Uhlenbeck operator. Monotonicity of the weighted frequency also implies a form of strong-unique continuation.
In Chapter 4, we derive asymptotics for the heat kernel on H-type groups and generalize a gradient bound from a paper of Garofalo and Segala [43] to these groups. This gradient bound in turn implies a strong Harnack inequality and Wiener criterion similar to those found in [31] and [43].
"],"dc:identifier":["https://docs.lib.purdue.edu/open_access_dissertations/700"],"dc:subject":["Pure sciences","Carnot groups","Heat kernel","Monotonicity formulas","Unique continuation","Wiener's criterion","Mathematics"],"dc:title":["Monotonicity Formulas for Diffusion Operators on Manifolds and Carnot Groups, Heat Kernel Asymptotics and Wiener's Criterion on Heisenberg-type Groups"],"thesis:degree_discipline":["Mathematics"],"thesis:degree_level":["Dissertation"],"thesis:degree_name":["Doctor of Philosophy (PhD)"]},"updated_at":"2026-07-24T03:53:47Z"}