Back to results

Massachusetts Institute of Technology

Simulation- and Experiment-Based Setpoint Control for Heating, Ventilation, and Air-Conditioning Systems: A Single- and Multi-Objective Optimization Problem

Abstract

dc:description.abstract

Buildings and building construction sectors are together responsible for 40% of global energy consumption, 70% of electricity consumption, and 40% of carbon emission. Heating, ventilation, and air-conditioning systems (HVAC) in residential and commercial units account for 40% to 60% of energy usage. To increase energy efficiency and reduce energy usage, buildings are now better insulated, installed with energy-efficient appliances, and controlled by advanced technologies to provide user comfort while minimizing their environmental impact. This thesis focuses on utilizing setpoint control methods to design algorithms for operating thermostatically controlled appliances such as HVAC to achieve the goal of minimizing energy consumption, cost, and greenhouse gas emission while maintaining thermal comfort and indoor air quality. The problem is formulated as a constrained convex optimization statement. Specifically, the thesis proposes three optimization-based control frameworks that are verified in simulation testbeds (with state-of-art simulation software and numerical models with MATLAB and Python). The three methods apply setpoint control on the room- and aggregate (building)- level devices and have achieved a 20% to 50% reduction in the peak load demand and greenhouse gas emission in simulation testbeds. In addition to simulation, onsite experiments are conducted. One of the three simulation based setpoint control frameworks is implemented in two MIT classrooms. Throughout the eight experiment sessions, a significant amount of commissioning of HVAC, software, and hardware is completed. This experimental verification has demonstrated a nearly 50% savings on greenhouse gas emissions and showcased the power of data-driven control methods in real-life settings. Although we have witnessed the successes in both simulations and experiments, the results presented in the thesis are preliminary and only serve as a proof of concept. There are still plenty of areas worth further investigation to fully materialize and implement these methods.

Degree

thesis:*
Name thesis:degree_name
Master
Department dc:contributor.department
Massachusetts Institute of Technology. Department of Electrical Engineering and Computer Science
Grantor dc:publisher
Massachusetts Institute of Technology
Year dc:date.issued
2022

Author and committee

dc:creator, dc:contributor.*
Author dc:creator
  • Cai, Yuan
Advisor dc:contributor.advisor
  • Norford, Leslie K.

Rights

dc:rights
Statement dc:rights
  • In Copyright - Educational Use Permitted
  • Copyright MIT

Identifiers

dc:identifier.*
Handle dc:identifier.uri
https://hdl.handle.net/1721.1/143252
OAI identifier oai:identifier
oai:dspace.mit.edu:1721.1/143252

Chain of custody

source
Harvested from
MIT
Base URL
dspace.mit.edu/oai/request
Last updated
2026-07-22
Source record
OAI-PMH GetRecord
related terms
citation

Cai, Yuan. Simulation- and Experiment-Based Setpoint Control for Heating, Ventilation, and Air-Conditioning Systems: A Single- and Multi-Objective Optimization Problem. Massachusetts Institute of Technology, 2022. https://hdl.handle.net/1721.1/143252