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The Graduate School and University Center of The City University of New York

Climate, Ecology, and Human Evolution during the Plio-Pleistocene

Abstract

dc:description.abstract

<p>A major goal of paleoanthropology is to identify the selective pressures associated with hominin biological and behavioral evolution, yet establishing cause-effect relationships between climate, ecology, and human evolution remains problematic. This dissertation seeks to investigate hominin paleoecology in eastern Africa by reconstructing aspects of climate and ecology using stable isotope analysis.</p> <p>The first part of this dissertation is focused on the ecology of primates and hominins. Modern tropical African ecosystems provide a useful model for understanding the ecological correlates of isotopic variation in the fossil record, and living primates provide a useful model for understanding the ecological significance of isotopic variation in fossil hominin tissues. Isotope data from modern primate excreta and plants shows that isotopic variation primarily relates to diet. The magnitude of isotopic variation in gorilla feces, which relates to intra-annual dietary variability, demonstrates that African apes have less isotopically variable diets than fossil hominins. Carbon isotope data from large mammalian tooth enamel in three areas (southern Kenya & northern Tanzania, northern Kenya, and northern Ethiopia) demonstrate a long-term increase in the prevalence of C<sub>4</sub>-grazing taxa over time, primarily at the expense of C<sub>3</sub>-C<sub>4</sub> mixed feeding taxa. Pleistocene and Holocene ecosystems in southwestern Kenya, where there is the most complete record over the past 2 million years, are persistently dominated by C<sub>4</sub>-grazers.</p> <p>The second part of this dissertation is focused on climate and human evolution. The notion that aridity and seasonality have increased over the Pliocene and Pleistocene has remained central to models of environmental change (i.e. C<sub>4</sub> grass expansion) and human evolution; however, few empirical records of terrestrial climate are available to assess this claim. An existing tooth enamel oxygen isotope aridity proxy is revised using a large compilation of new and existing oxygen isotope values in modern herbivore teeth from eastern and central Africa. The application of the aridity index to fossil teeth from eastern Africa, primarily the Turkana Basin, demonstrate that mesic and arid conditions were both prevalent during periods of fossil preservation. There is no long-term trend in aridity, which demonstrates that ecological changes associated with the expansion of C<sub>4</sub> vegetation and C<sub>4</sub> grazers may not have been driven by changes in water availability. A survey of extant equids from eastern Africa demonstrates that intra-tooth oxygen isotopic variability relates to intra-annual oxygen isotope variability in precipitation. This approach is applied to fossils from the Homa Peninsula, Kenya, demonstrating that Pleistocene hominins in this region would have experienced seasonal rainfall, similar to modern eastern African climates. No trend over time was detected in fossil intra-tooth δ<sup>18</sup>O range, although the number of localities and time periods included in this analysis are limited.</p> <p>Isotopic records presented in this dissertation demonstrate new ways to investigate relationships between climate, ecology, and human evolution. These findings provide new detail on hominin environments, and provide a critical test of long-assumed relationships between long-term changes in climate and ecology.</p>

Degree

thesis:*
Name thesis:degree_name
Doctor of Philosophy
Level thesis:degree_level
Doctoral
Discipline thesis:degree_discipline
Anthropology
Grantor
The Graduate School and University Center of The City University of New York
Year dc:date.available
2016

Author and committee

dc:creator, dc:contributor.*
Author dc:creator
  • Blumenthal, Scott Adam
Advisors dc:contributor.advisor
  • Thomas W. Plummer
  • Timothy G. Bromage
Committee members dc:contributor.committeemember
  • Timothy G. Bromage
  • Jessica M. Rothman
  • Thure E. Cerling

Subjects

dc:subject × 8

Identifiers

dc:identifier.*
Repository record dc:identifier
https://academicworks.cuny.edu/gc_etds/680
OAI identifier oai:identifier
oai:academicworks.cuny.edu:gc_etds-1686

Chain of custody

source
Harvested from
City University of New York - Graduate Center
Base URL
academicworks.cuny.edu/do/oai/
Last updated
2026-07-24
Source record
OAI-PMH GetRecord
citation

Blumenthal, Scott Adam. Climate, Ecology, and Human Evolution during the Plio-Pleistocene. Doctoral thesis, The Graduate School and University Center of The City University of New York, 2016. https://academicworks.cuny.edu/gc_etds/680