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University of Cambridge

Investigating the Hydration and Disintegration Mechanisms of Film-Coated Pharmaceutical Tablets

Abstract

dc:description.abstract

The pharmaceutical tablet is the most common solid oral dosage form to administer drug or active pharmaceutical ingredient (API) to patients. Tablets are often film-coated with a layer of polymeric material to protect the drug from environmental degradation, facilitate the packaging process, and enhance patient compliance. However, the mechanisms of hydration, disintegration and subsequent drug release and dissolution of a film-coated tablet are not fundamentally understood. To investigate the mechanisms, flat-faced tablets with a diameter of 13 mm and a thickness between 1.5 mm and 1.6 mm were directly compressed, and an immediate release film coating layer with a thickness between 80 μm and 160 μm was applied to one face of these tablets. This tablet geometry and film coating were chosen as a model system to understand how water interacts with the film coating and the tablet core. Microcrystalline cellulose, anhydrous lactose, monohydrate lactose, mannitol, and/or magnesium stearate at specified mass fractions were used as the components of the tablet core. The film coating system was either a ready-to-use polyvinyl alcohol (PVA) or hydroxypropyl methylcellulose (HPMC) based immediate release formulation or a sustained release formulation based on ethylcellulose. Each of these film coating systems contains various polymers. The film-coated tablet hydration and disintegration processes were studied using terahertz pulsed imaging (TPI), while optical coherence tomography (OCT) was used to capture further details on the swelling process of the polymer and the interfacial changes during the hydration of film-coated tablet. To generalise the methodology, tablets with a different geometry (e.g., 10 mm diameter, convex shape, surface with debossing) were also studied via TPI, while the TPI-OCT methodology using the flat-faced model system was briefly generalised to investigate the hydration of sustained release film-coated tablets. The TPI and OCT techniques principally investigated two aspects: the film coating polymer dissolution process and the subsequent water transport process in the tablet core following coating dissolution. The film coating was found to act as a temporary mass transport barrier that prevented capillary water transport before the barrier becomes more water-permeable due to coating polymer solubilisation. A three-parameter correlation between the film coating dissolution time, coating thickness and coating density was established to quantify this barrier effect. During the coating dissolution process, the anhydrous-to-hydrate transformation was discovered in the tablet core for the first time, which can potentially alter the crystalline structure in the tablet core and directly affect the subsequent tablet disintegration. Moreover, the role of film coating formulation, tablet core formulation, tablet shape/diameter, and dissolution medium temperature were assessed to develop the film-coated tablet hydration and disintegration mechanisms. These findings demonstrate that the TPI and OCT are robust process analytical technologies to examine the film-coated tablet disintegration process. Results can not only help predict the dissolution of film coating within the typical range of thickness (30 μm and 40 μm) and potentially be extended to understand modified release formulations, but also enhance fundamental understanding between water and the film-coated tablet matrix in order to assist the predictive modelling and digital manufacturing of pharmaceutical tablets.

Degree

thesis:*
Name dc:type.qualificationname
Doctor of Philosophy (PhD)
Level dc:type.qualificationlevel
Doctoral
Grantor dc:publisher.institution
University of Cambridge
Year dc:date.issued
2025

Author and committee

dc:creator, dc:contributor.*
Author dc:creator
  • Ma, Mingrui
Advisor dc:contributor.advisor
  • Zeitler, J Axel

Subjects

dc:subject × 9

Rights

dc:rights
Language dc:language
eng

Identifiers

dc:identifier.*
Author Identifier
0000-0003-4373-9596
OAI identifier oai:identifier
oai:www.repository.cam.ac.uk:1810/391732

Chain of custody

source
Harvested from
Cambridge University
Base URL
api.repository.cam.ac.uk/server/oai/request
Last updated
2026-07-22
Source record
OAI-PMH GetRecord
citation

Ma, Mingrui. Investigating the Hydration and Disintegration Mechanisms of Film-Coated Pharmaceutical Tablets. Doctoral thesis, University of Cambridge, 2025. https://doi.org/10.17863/CAM.122749