A Systems Perspective on Standardisation in Technological Innovation: A Conceptual Framework and a Process Model Supporting Strategic Policy Foresight
This thesis addresses conceptual and practical challenges in anticipating potential standardisation needs and developing relevant strategies throughout various stages of technological innovation. With increasing awareness of critical roles played by standardisation in supporting a variety of innovation activities, strategic foresight for timely and appropriate standardisation is becoming a crucial innovation policy interest in many countries. However, there are currently limited and fragmented studies on this issue, because of the complexity and variety involved in dynamic interplays between standardisation and other aspects of innovation. There are also increased challenges to develop coherent and long-term strategies for standardisation, due to modern technologies that are becoming more complex, interdisciplinary, and fast-evolving at the same time. Standards organisations and policymakers thus face significant challenges in developing standardisation strategies (in terms of what, why, when, how, and who) to support technological innovation more effectively. In this regard, the current research develops a systematic conceptual framework for more comprehensive understanding of standardisation – particularly highlighting its technological complexities – in the context of innovation, and a structured process model for using it to support strategic policy foresight. Building on the innovation systems perspective, preliminary framework and process model are first developed by adopting the holistic approach of strategic roadmapping as method, and incorporating a priori constructs drawn from existing literature relevant to standardisation. Then, multiple exploratory case studies covering various technology domains have been conducted to identify first order elements for their development. They are followed by an in-depth longitudinal case study on standardisation of photovoltaic technology, testing and refining the framework and process model by exploring complex dynamics between standardisation and innovation in greater detail. Interviews with experts across a broader range of domains and regions have then been carried out, to verify the framework and process model, including their utility and practicality. This thesis makes contributions to both theory and practice. With a systems perspective on standardisation, it provides a more holistic and comprehensive understanding of how standardisation supports innovation, highlighting its mediating roles between critical innovation activities and functions. It also presents a unified framework integrating various dimensions of standardisation with particular emphasis on technological elements, addressing challenges due to complex technological systems. Such new insights are expected to help standards organisations and policymakers with strategic foresight for standardisation in support of innovation, using the proposed framework and process model as practical tools for anticipating future standardisation needs and developing relevant strategies. In addition, the current research contributes to the roadmapping literature and practice, by presenting more structured and advanced frameworks and processes, and providing insights for using the roadmap-based approach as methods for data collection and analyses.
Standard, Standardisation, Innovation, Systems, Technology Policy, Roadmapping, Foresight
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