Global ETD Search
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Showing 1 to 2 of 2 for “"securities litigation"”.
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Did The Private Securities Reform Act Work As Congress Intended?
In 1995 Congress passed the Private Securities Litigation Reform Act to address several perceived abuses in securities fraud class actions. In the aftermath of Enron, WorldCom, and other high profile securities litigation, critics suggest that the law made it easier for firms to escape securities …
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Do Politics Matter to this Watchdog? The Effects of Ideology on Civil Enforcement at the U.S. Securities and Exchange Commission
… bureaucrats, and indirectly through a private litigation regime, in a policy area - civil enforcement - that should normatively be mostly free from politics. As a foundation for the study, I analyze the public civil enforcement program and related policy and procedural components of the United …