NDLTD logo NDLTD Union Catalog and Global ETD Search

Global ETD Search

Search theses and dissertations gathered from participating repositories worldwide. Every result links back to the library that holds it. No account is needed.

Results

Showing 1 to 1 of 1 for “"broker-dealer industry"”.

  1. Impact of Regulatory Interventions and Transitions on Broker-Dealer Audit Quality

    Adkins, Darlene2026

    … OF REGULATORY INTERVENTIONS AND TRANSITIONS ON BROKER-DEALER AUDIT QUALITY</p> <p>By</p> <p>Darlene A. Adkins</p> <p> The purpose of this study is to examine the audit quality of public U.S. broker-dealer (BD) entities after the passage of the Dodd-Frank Wall Street and Consumer Protection Act …

    kennesaw Repository record