Global ETD Search
Search theses and dissertations gathered from participating repositories worldwide. Every result links back to the library that holds it. No account is needed.
Results
Showing 1 to 9 of 9 for “"Securities Regulation"”.
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Securities regulation in the international environment
It is undisputed that the world’s securities markets are becoming increasingly international and increasingly integrated. The internationalization of the world’s securities markets is one of the most significant developments affecting the securities markets of many nations. “How should regulators …
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A Legal analysis of Ghana's securities laws in light of the international organization of securities commission's principles of securities regulation
… risks are the market objectives of a prudent securities regulator. The implementation of a sound legal framework can achieve the aforementioned objectives and will put a country’s stock exchange in the prime position to function at its optimum. A well functioning stock exchange provides …
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Behavioral Economics and Securities Laws: The Theoretical Underpinnings of our Regulatory System and Their Application to Investor Sophistication
This thesis aims at giving an outlook of Canadian securities regulation through the lense of behavioral economics. The author develops it in two times: first, he poses the theoretical underpinnings of the Canadian regulatory system, mostly based on a presumption of investor rationality and the …
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Explaining the complexities of Hong Kong’s financial securities legislation to enhance trust among small investors through individual case reports as stories
… purpose of contributing to trusting financial securities regulation in Hong Kong for small investors when the system is highly complex. The aim of this particular project, to contribute to that purpose, was to explore sets of cases reported on by the regulators and by the media. The cases were …
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Towards Good Corporate Governance in South Africa: Private Enforcement versus Public Enforcement
… programme that included a review of existing securities regulation and, of corporate structures and practices in the area of corporate governance. Subsequently, in March 2004 (and updated in June 2004) the DTI published a policy document on corporate law reform entitled 'South African Company …
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Corporate disclosure by listed companies in the People’s Republic of China and Australia: seeking an appropriate pathway for the regulation of the Chinese securities market
… in the area of economic law reform. As the securities industry is a key component of an increasingly corporatised market economy, it has been necessary to adopt an effective body of securities laws. Disclosure is the fundamental issue of securities laws as it exists in market transactions …
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Collateral effects of securities enforcement in emerging financial markets: Evidence from MSCI-LATAM countries
… work focuses on enforcement actions triggered by securities regulation violations in the five countries that form the MSCI-EC-LATAM index (Morgan Stanley Capital International Emerging Markets Index – Latin America). The results indicate that the stock price and operating performance of firms …