Global ETD Search
Search theses and dissertations gathered from participating repositories worldwide. Every result links back to the library that holds it. No account is needed.
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Showing 1 to 10 of 10 for “"Securities Law"”.
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A scholarly analysis of inside trading as unethical behavior within securities law: a comparative study of the United States and Saudi Arabia
… comparing the evolution of inside trading laws in both jurisdictions. It scrutinizes the evolution of the Saudi Securities Law, with a particular focus on inside trading, from the establishment of the Saudi Company Act in 1965 to its current form. Concurrently, it explores the development …
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Corporate disclosure by listed companies in the People’s Republic of China and Australia: seeking an appropriate pathway for the regulation of the Chinese securities market
… the emergence of a major effort to draw upon the law reform experiences of other countries, especially in the area of economic law reform. As the securities industry is a key component of an increasingly corporatised market economy, it has been necessary to adopt an effective body of securities …
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The determinants of the market reaction to an announcement of a change in auditor
The Securities and Exchange Conunission (1974) has stated that the one of the fundamental underpinnings of federal securities law is the external auditor opinion of registrant financial statements. The SEC believes that the corporate practice of voluntary auditor change may be perceived by the …
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A Critical Analysis of Investor Protection under Saudi Stock Market Regulations
… did the Saudi legislator issue a Capital Market Law (2003) and create a regulatory body vested with its enforcement. The securities market was built around this legislation, which helped to stimulate the economy by attracting investor. However, the Saudi stock market experienced a big crash in …
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Essays on securities fraud class actions
… the fraud-on-the-market theory—have evolved in securities fraud class actions. It provides the first comprehensive analysis of fraud-on-the-market cases over the past fifty years and divides this evolution into five chronological stages.</p>
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CORPORATE GOVERNANCE IN THE KINGDOM OF SAUDI ARABIA
While in the past the Companies Act has been documented and there have been limited references to the proposed Companies Act, to the author's knowledge there has not been a comprehensive comparison of the existing Companies Act and the first and second proposed revisions thereto. The author has …
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Exploring the aggregate, mandatory and voluntary financial disclosure behaviour under a new regulatory environment : the case of Jordan
… in the economic and accounting regulations. The Securities Law No. 23 in 1997 was a significant turning point for the Jordanian Capital Market (JCM). The Law restructured JCM and imposed new regulations to achieve the transparency in the market in line with international standards. Thus, this …
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A critical analysis of the regulation (of the European Parliament and of the Council) on short selling and certain aspects of credit default swaps
… examination of IOSCOs principles of regulating securities markets and an analysis as to why investors invest is provided. The reader is then presented with a primer on Shorting and CDSs, the functions of such and what they bring to the market both in terms of economic benefits and associated …
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The Exigency and How to Improve and Implement International Humanitarian Legislations More Advantageously in Times of Both Cyber-warfare and Cyberspace
<p>This study provides a synopsis of the following topics: the prospective limiters levied on cyber-warfare by present–day international legislation; significant complexities and contentions brought up in the rendering & utilization of International Humanitarian Legislation against cyber-warfare; …