Global ETD Search
Search theses and dissertations gathered from participating repositories worldwide. Every result links back to the library that holds it. No account is needed.
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Showing 1 to 4 of 4 for “"SEC enforcement"”.
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Three Essays In Industrial Organization, Law And Finance
… of capital structure; and political value and SEC enforcement actions. Firms that engage in long-term bilateral relationships with their buyers or suppliers are usually required to make relationship-specific investments. We examine how the values of these long-term specific investments are …
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Private equity ownership and financial misreporting
… by examining the occurrence of restatements and SEC enforcement actions during the post-IPO period. Using a sample of firms that went public between 1998 and 2015, I find that PE-backed firms are more likely to issue restatements during the five-year post-IPO period than non-PE-backed firms. The …
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Essays on Corporate Intangibles and Misconduct
… of employee flexibility on firm value, the second essay examines whether the SEC can deter financial misconduct through its enforcement, and the third essay examines the impact of mandating risk disclosure on firm innovation. In the first essay, I hypothesize that employee flexibility …
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What is the interplay between auditing and regulatory investigations? Evidence from the municipal bond market
Submission published under a 24 month embargo labeled 'Closed Access', the embargo will last until 2024-05-01