Global ETD Search
Search theses and dissertations gathered from participating repositories worldwide. Every result links back to the library that holds it. No account is needed.
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Showing 1 to 6 of 6 for “"IOSCO"”.
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Cyber Risk Management Frameworks for the South African Banking Industry
… Organization of Securities Commissions (IOSCO). The CPMI–IOSCO cyber resilience guidance provides guidelines that should be addressed by a bank's cyber risk management framework. The aim of this research is to determine if the Improving Critical Infrastructure Cybersecurity (ICIC) …
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A Legal analysis of Ghana's securities laws in light of the international organization of securities commission's principles of securities regulation
… The International Monetary Fund endorsed the IOSCO objectives and principles of securities regulation, by suggesting that Ghana align its securities industry laws with the IOSCO objectives and principles. IOSCO principles have been identified as one of the key standards and codes for a sound …
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When Insider Trading and Market Manipulation Cross Jurisdictions. What Are the Challenges For Securities Regulators and How Can They Best Preserve the Integrity of Markets?
… Organization of Securities Commissions (IOSCO) should be more proactive in coordinating the activities of securities regulators in this regard. I commence with an analysis of why the integrity of securities markets is critical to the economy of a country and why it is necessary for …
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Fragmentation in International Financial Regulation: Rethinking Financial Regulation for a Multipolar World
… on market fragmentation produced by the FSB, IOSCO, and the IMF to understand how deference and comparability-based approaches can facilitate global coordination and cooperation in financial markets outside international standard-setting bodies. Moreover, it analyses how deference and …
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Pénzügyi közvetítés likviditási és szabályozási korlátok mellett
… gyakorlatban (a BCBS és a SEC előírásaiban és az IOSCO ajánlásaiban) és az elméleti modellekben egyaránt fontos probléma. Az értekezés elméleti modellkeretben vizsgálja az optimalizáló piaci szereplők döntésének megváltozását likviditási és szabályozási korlátok bevezetésekor. Az intézményi …
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The architecture of the stock market accessibility and operational framework: what can an emerging market economy learn from the ‘international standards’ and the ‘best practice’ models of the US and UK?
<p class="MsoNormal" style="line-height: normal; background-image: initial; background-position: initial; background-size: initial; background-repeat: initial; background-attachment: initial; background-origin: initial; background-clip: initial;">Since the development of global stock markets has …