Global ETD Search
Search theses and dissertations gathered from participating repositories worldwide. Every result links back to the library that holds it. No account is needed.
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Showing 1 to 20 of 20 for “"Dodd-frank Act"”.
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The Dodd-Frank Act : impact on real estate investment entities
… July 21, 2010, President Barack Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act (The Act), which was developed by Congress in response to the financial crisis of 2008. In this paper we briefly discuss the history of U.S. financial regulation, the events leading up to the …
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The Dodd Frank Act : how will it affect the real estate securitization market
… New Deal legislation passed in the 1930's, the Dodd Frank Act. While the Dodd Frank Act will affect numerous financial markets, this thesis will focus on the implications of this regulation on the real estate securitization market. To better understand the regulatory response towards real estate …
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Trust and Trustworthiness in the Executive Compensation Policy Required By the Dodd-Frank Act: an Experimental Study
… corporate governance apathy, Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act in July of 2010. Two major provisions contained within the Dodd-Frank legislation are say-on-pay and clawbacks of bonus compensation. This research utilizes a trust game and experimental …
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Evaluating the Effects of Financial Deregulation on Bank Risk using Double Machine Learning
This work examines the causal impact of deregulation within the U.S. banking sector, fo- cusing on the rollback of a specific provision of the Dodd-Frank Act through the Economic Growth, Regulatory Relief, and Consumer Protection Act of 2018 (EGRRCPA). Originally enacted in response to the 2008 …
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ESSAYS IN HEDGE FUND GOVERNANCE
… fund governance literature. We study investor reaction to removal of independent and jumbo directors in hedge fund board of directors. The second paper investigates the impact of the Dodd–Frank Act (DFA) on the investor fund flow of US-based medium-sized hedge fund advisers (MSA). The third paper …
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Three Essays in Bank Risk Management
… important for banks to understand this risk factor. We find that much of house price volatility is due to time-variation in idiosyncratic local housing market risk premia versus local growth. The second essay studies the effects of internet banking on customer behavior. Internet-based …
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Impact of Regulatory Interventions and Transitions on Broker-Dealer Audit Quality
<h1>ABSTRACT</h1> <p>IMPACT OF REGULATORY INTERVENTIONS AND TRANSITIONS ON BROKER-DEALER AUDIT QUALITY</p> <p>By</p> <p>Darlene A. Adkins</p> <p> The purpose of this study is to examine the audit quality of public U.S. broker-dealer (BD) entities after the passage of the Dodd-Frank Wall Street and …
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Setting up an effective system in promoting conflict free minerals in Africa
… the DRC. The focus of this study is minerals extracted from the eastern DRC – the ores that produce tin, tantalum, tungsten (the 3Ts) and gold. These minerals are essential to the electronics industry, where various companies, primarily publicly listed companies, use these minerals in their …
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Evaluation of application of ontology and semantic technology for improving data transparency and regulatory compliance in the global financial industry
… financial institutions. After the crisis, the Dodd-Frank Act required transaction data of derivatives trades to be reported to Swap Data Repositories (SDRs). In addition, the Basel Committee on Banking Supervision (the Basel Committee) issued the Principles for effective risk data aggregation …
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The law and Regulation of Credit Rating Agencies in the US and EU
… regulation such as that found in the “Reform Act” and “Dodd-Frank Act” in the US and similar provisions in the EU. This thesis examines these provisions in detail by using a doctrinal black-letter law method to assess the success of the regulators in redressing the problems identified. It also …
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Post Financial Crisis Regulation of Credit Enhancement Procedures for Securitization Transactions in the EU and the USA
… osan käsitellystä sääntelystä ovat muodostaneet Dodd-Frank Act sekä sen lähisäännökset; Euroopassa käsittelyn kohteena ovat puolestaan olleet luottolaitostoimintaa sekä johdannaiskauppaa koskevat direktiivit teknisine asiakirjoineen. Lainopillisen analyysin pohjalta tutkimuksen toisessa …
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Unearthing Regulatory Influences on Climate Risk Adaptation: Exploring Asset Stranding and Regulatory Shortcomings in the US Housing Market
… Both banks and insurance companies will be impacted, especially in their respective real estate portfolios, and for this reason, the current risk management practices should evolve in order to exhaustively embed these scenarios in their stress testing methodologies (Jung et al., 2021). On top …
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Essays in macroeconomics
… and its aftermath. Chapter 1 studies the impact of a housing bust on regional labor reallocation and the labor market. I document an empirical fact, which suggests that, by increasing the fraction of households with negative housing equity, a housing bust hinders interregional mobility. I …
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The Effects of Mandated Stress-Testing on Bank Risk
… Crisis, The United States Congress passed the Dodd- Frank Wall Street Reform and Consumer Protection Act in 2010 (12 USC 5365(i)(1)) with particular rules on how Bank Holding Companies (BHC’s) are to be supervised. If a BHC has total consolidated assets greater than $50bn then they are required …
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The United States Federal Government and the Making of Modern Futures Markets, 1920-1936
… depression of 1921 was the Futures Trading Act of 1921. In 1924-25, the so-called ‘Cutten corner’ market turmoil was followed by three key institutional innovations brought about in 1926 by US federal government coercion of the grain futures trading industry in collusion with industry …
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Three Essays on Banking Concentration
… real economy. Our results suggest that while the Dodd-Frank Act of 2010 introduced legislation aimed in part at restricting the level of banking concentration, additional reductions in concentration may be necessary to strengthen the economy. Chapter 2 investigates the association between banking …
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The Federal Banking Regulators: Agency Capture, Regulatory Failure, And Industry Collapse During The 2008 Financial Crisis
… series analysis of trends in agency enforcement actions, and 3) a statistical comparison of the proportion of bank failures and bank bailout recipients supervised by each agency.</p> <p>Evidence for capture is mixed. Interrupted time series analysis of trends over time in the agencies' …
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Socially responsible sourcing and shareholder wealth – evidence from conflict minerals disclosures
Submission published under a 24 month embargo labeled 'Closed Access', the embargo will last until 2026-05-01
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Capital 2.0 capital formation and legal risk in a new global economic order from fiat to exit: including case studies of the proposed transatlantic trade and investment partnership between the United States and the European Union and the financing relation between the United States and the People’s Republic of China
… and controversial, Karl Marx, and their impact on today’s exponential expansion of capital formation. Starting off with the first pillar of his Triple A Model, Accounting, Stahl then moves on to explain the Three Factors of Capital Formation, Man, Machines and Money and shows how …
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Rewards of a Voluntary Risk Management Committee: Is it Fact or Fiction?
… efforts by the U.S. Congress, both the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) and the Sarbanes-Oxley Act (SOX) were broadly developed to improve corporate governance while increasing transparency within financial reporting. Specifically, Dodd-Frank …